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Reasons for Hope   Getting Started
How to Use this Report

This report comprises 47 policy statements, each of which can serve as a guiding principle or as the underpinning of an initiative to improve the criminal justice system's response to a person with mental illness.  Each policy statementis followed by a series of recommendations - lettered statements in bold text - highlighting the steps that should be taken to implement the corresponding policy.  The policy statements and recommendations will help agents of change to focus their efforts on particular aspects of the interaction between individuals with mental illness and the criminal justice system.

Woven into the discussion of each recommendation are examples of programs, policies, or elements of state statutes that illustrate one or more jurisdiction's attempt to implement a particular policy.  By highlighting certain approaches, however, the report is not promoting them as "best practices." They are simply efforts that involve partnerships, resourcefulness, or even longtime practices for other communities to consider.

Just as this report recognizes that each person with mental illness is unique, the report's authors understand that communities, their problems, and potential solutions vary considerably across the country.  What works in one community may not be a perfect fit for its neighbor, let alone for a community halfway across the continent.  Indeed, this report emphasizes that each community must find its own solutions to these complex and interwoven problems.  The practices and approaches chosen for examples in this report are themselves continuing to evolve and adapt to changing community conditions.

The policy statements in the report are divided into two parts.  Part One is organized according to events on the criminal justice continuum that provide significant opportunities to change the course of involvement a person with mental illness might have with the criminal justice system.[1]  The first event (and the corresponding policy statement) addresses the obligation of the mental health system to minimize the frequency with which a person with mental illness comes into contact with police.  Subsequent policy statements describe options that should be available and policies that should be in place for law enforcement, courts, corrections, and community corrections officials encountering people with mental illness. 

Four themes recur throughout the first part of the report:  1) improving collaboration; 2) training staff; 3) measuring and evaluating outcomes; and 4) building an effective mental health system.  The policy statements in Part Two of the report are organized according to these cross cutting themes. 

About the Target Population

The policy statements and recommendation for implementation in this report contemplate a broad spectrum of the population with mental illness in contact with the criminal justice system.


The Target Population

Policy statements in this report address individuals whose behavior - not diagnosis alone - reflects some type of severe or serious mental illness.  In addition, the target population for this project includes individuals who exhibit symptoms of brain injury, mental illness relating to aging (i.e., dementia), coexisting developmental disability, or co-occurring substance abuse problems.  The target population excludes individuals who exhibit symptoms of character disorder, developmental disability, or substance abuse only.

The age of the target population is adult, with two exceptions.  Recommendations that deal with local law enforcement contemplate juveniles whose age is often not immediately apparent to an officer.  In addition, those recommendations developed for corrections administrators target adults as well as juveniles incarcerated in adult correctional facilities.  (The situation involving juveniles with mental illness who come into contact with the criminal justice system is no less serious and in need of policymakers' attention than those problems regarding adults with mental illness who come into contact with the criminal justice system.  Nevertheless, the systems that deal with the two age populations are distinct, and there were not sufficient resources available in this project to evaluate the problems regarding both adults and juveniles.)

 

The report identifies approaches for addressing issues related to the inappropriate involvement of people with mental illness with the criminal justice system.  It does not, however, set out to exonerate all people with mental illness of any wrongdoing, nor does it intend to insulate them from the consequences of their actions.  Some people with mental illness may commit crimes for which they, like anyone else, should be arrested, prosecuted, or imprisoned.   In these, as in all serious criminal cases, prosecutors, judges, and juries should consider all available evidence and decide accordingly.   With this in mind, this report addresses both people with mental illness who are charged with (or convicted of) committing misdemeanors and those who have been charged with (or convicted of) committing serious felonies.[2]

 

Understanding the Target Population

Every person with mental illness who comes into contact with the criminal justice system is in some way unique.  Many of the report's recommendations are based on this premise.  The report also recognizes that the vast majority of people with mental illness function appropriately in the community and commit no crimes.  Just the same, some generalizations can be made about the people with mental illness who are the focus of this report.  They frequently are the poorest and most disabled citizens in the community.[3] Many are homeless or inadequately housed.[4]  In many communities, they are overwhelmingly people of color.[5]  They face multiple stigmas, especially if they have histories of criminal justice involvement overlaid on their histories of mental illness. In many cases, they are detained or arrested for actions over which they have little choice or control, at least at the moment of apprehension.  The majority uses and abuses street drugs or alcohol.  Many have received little or no treatment for their mental illness.

 


[1]   This report does not attempt to discuss every event along the criminal justice continuum. Rather, specific events are discussed for which there is opportunity to change the typical interaction between a person with mental illness and the criminal justice system.

[2]   People who are found not competent to stand trial (and the process by which this occurs) are not the focus of this report.  Although the public and some policymakers may be most familiar with cases involving pleas of not guilty by reason of insanity (or under new state laws, a conviction of  "guilty but insane"), these cases in fact represent a very small fraction of the overall number of people with mental illness who come into contact with the criminal justice system.  A 1996 study of the Baltimore Circuit Court estimated that of 60,432 indictments filed during one year, only eight defendants (.013 percent) ultimately pleaded not criminally responsible.  All eight pleas were uncontested by the state.  Jeffrey S. Janofsky, Mitchell H. Dunn, Erik J. Roskes,  Jonathan K. Briskin, Maj-Stina Rudolph Lunstrum, "Insanity Defense Pleas in Baltimore City: An Analysis of Outcome," American Journal of Psychiatry 153:11, November, 1996, pp.1464-68.

[3] P.M. Ditton, Mental Health Treatment.  38 percent of state and federal inmates with mental illness and 47 percent of jail inmates with mental illness reported being unemployed in the month before their arrest. 

[4] Ibid. Though only approximately 5 percent of individuals with severe mental illness are believed to be homeless, Ditton found that 30 percent of jail inmates with mental illness and 20 percent of state prison inmates with mental illness reported living in a shelter in the 12 months prior to arrest; see also note 12.

[5] One 1997 survey estimates that nearly 35 percent of the individuals receiving some form of mental health treatment (inpatient, residential, outpatient, etc.) are either black or Latino.  Laura J. Milazzo-Sayre et. al.,  "Chapter 15: Persons Treated in Specialty Mental Health Care Programs, United States, 1997."  The Center for Mental Health Services.  An even greater percentage of the population in jail or prison that has a mental illness is disproportionately black or Latino.  Sixty-two percent of prison inmates in 1999 were people of color.  Black males have a 29 percent chance of serving time in prison at some point in their lives; Hispanic males have a 16 percent chance; white males have a 4 percent chance.  Mark Mauer, Intended and Unintended Consequences, State Disparities in Imprisonment.  The Sentencing Project, 1997.

Reasons for Hope   Getting Started