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4. On-Scene Response   6. Police Response Evaluation
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Incident Documentation   printable pdf printable pdf
POLICY STATEMENT # 5

Document accurately police contacts with people whose mental illness was a factor in an incident to promote accountability and to enhance service delivery.

While not all contacts with the public result in documentation, law enforcement agencies do collect information about most of their encounters with the public at several points: when the call comes in to the agency; when the officer clears the call and returns to service; when an official report is filed; and when supplemental reports are submitted. Many agencies maintain sophisticated computerized systems, while others rely on more traditional paper-based systems.  Regardless of the level of sophistication, however, it is critical that data be reliable, accurate, and consistently entered.

When the call comes in to the agency dispatch, some agencies use a Computer Aided Dispatch (CAD) system that maintains important data elements on all calls for service.  These systems keep track of calls based on their geographic location, and can show numbers and types of calls over time.  When the officer has completed the call, he or she contacts the dispatcher to clear the call and can update the nature of the call at that time.  Although not all departments have a CAD system, all do maintain some system for tracking calls for service.

Many agencies also maintain additional computerized data systems, often called Records Management Systems, or RMS, which capture information submitted on incident or arrest reports.  These data may be used by police to manage a great deal of information about contacts with the police, up to and including arrest. These data are analyzed to detect crime patterns and evaluate the police response. Supplemental reports for particular types of incidents may also be maintained in computerized formats, or in file cabinets, depending on the quantity of the information and its intended use.

Law enforcement agencies must consistently and accurately document their contacts with people who have mental illness, just as they should for all encounters - for consumers' protection and to provide better law enforcement service. Just as information has certain benefits, however, it also has risks to the consumer and his or her family.  For this reason, privacy laws protect personal medical information, including information about a person's mental health, and limit the occasions when a medical professional can share that information without consent.  A full discussion of protected information and its disclosure is provided in Policy Statement 25: Sharing Information

The recommendations in this section address how law enforcement should capture data and under what circumstances.  Ultimately, departments that develop effective internal information-management systems will depend less on mental health system information protected by privacy laws and be better prepared to address the needs of people with mental illness in the long term.

Recommendations for Implementation

a.    Capture information related to mental illness consistently in calls-for-service data.
 

Regardless of agency size, law enforcement agencies should use special numerical codes when storing data to indicate when mental illness was a factor in the call for service.[1] Smaller departments may document incidences using index cards while some larger departments may use computer equipment.  In smaller jurisdictions without advanced Computer Aided Dispatch (CAD) systems, dispatchers must be specially trained to collect detailed information that can be stored in location files or similar data sources.

Officers should also be required to update this numerical code when clearing the call to change the nature of the call if they determine that mental illness is an issue.  For example, if an officer is called for a noise complaint and finds a man having a psychotic episode who is a danger to himself, the call should be cleared to reflect this new information. If the officer determines that mental illness is not a factor in a call that was dispatched as such, he or she should also denote that change for dispatch. 

Many CAD systems have only one field that captures the type of call and officers are asked to pick the most relevant code. Agencies will need to provide guidance to officers as to how and when to prioritize the mental illness as the critical feature of the call.  By using appropriate clearance codes in the CAD system, law enforcement agencies can track information (such as repeat calls involving a person with mental illness) and assess agency responses.

Some departments also choose to place "flags" on certain locations in the CAD system (see Policy Statement 2: Request for Police Service).  These flags appear when repeated calls for service are made to that location. The dispatcher then reads the text of the flag when dispatching the call to provide additional information to the responding officers. These flags are placed only on those call locations that pose a particular concern, such as potential for violence or as a repeat location. Personnel are designated to review these flags periodically to make sure the flags continue to reflect current issues or problems. 

Example:  Baltimore County (MD) Police Department

In the Baltimore County Police Department, supervisors make written requests to the communications center to place a flag on certain locations where police have made repeated calls or where there has been a history of weapons use or violence.  These flags are used for a wide variety of calls, not just those related to mental health problems. 

b.    Collect information related to mental illness accurately in police reports and supplemental forms, focusing on observable behavior.
 

Although information about a person's mental illness on written police reports is important for accuracy and to clarify officers' response choices, it has the potential to influence criminal case outcomes negatively. For that reason, care must be taken in the way that information pertaining to mental illness is documented.

Most important, officers should be trained to concentrate on documenting observable behavior, not pseudo-diagnoses or damaging slang. For example, reports should never include a box stating that a person is mentally ill, but could instead list indicators of mental illness involved (see Policy Statement 3:  On-Scene Assessment, for examples of indicators of mental illness). 

Report forms should also allow room for officers to include their own observations. However, officers should not draw conclusions in their observations about what they believe has caused the behavior, such as that the person is "off his meds," without supporting information.  Whenever possible, local mental health professionals should participate in training officers about the type of information to be included in a report based on federal, state, and local laws.  Confidential information shared by mental health professionals should not be documented in police reports.

Departments may also want to consider using supplemental forms that capture additional information about police contacts with people with mental illnesses. These forms should not become part of the charging documents and should be kept confidential. This documentation can provide information about the nature of the problem, mental health resources that were accessed, and the way police responded.  This information will be helpful to internal decision-making processes, such as the allocation of resources, but will not be part of the individual's arrest record. 

Example:  Memphis (TN) Crisis Intervention Team

The CIT approaches used around the country employ a report form that is completed by the responding CIT officer and maintained by the coordinator for review and tracking.  Memphis, Tennessee, and Montgomery County, Maryland, Police Departments use such a form to document incident specifics such as the living arrangement of the person, the use of restraints, and the disposition chosen.

Police observations related to a person's mental illness are also collected on commitment forms, which in many jurisdictions give only two lines to report observations. Commitment forms must be useful for police, which means short and fast, but they should have sufficient space to record observations that would be useful to mental health providers. These forms are used to indicate probable cause for emergency holds of individuals thought likely to meet criteria for involuntary commitment and will be presented to judges during civil commitment proceedings. Often, police officers have had the best opportunity to observe behaviors that may indicate need for involuntary treatment, so an accurate and professional description in such instances is important.

c.    Document information relating to a person's mental illness only when that information is relevant to the incident.
 

Officers should document information about mental illness only when that illness is relevant to the police contact. For example, a suspect may have depression that is not relevant to the crime he or she is accused of.  Similarly, for some victims of crime who have a mental illness, that illness is not relevant to the situation and thus should not be recorded.

 

 


[1] Law enforcement agencies should only document information about mental illness when it is relevant to the encounter. Agencies should not develop databases that contain information about all people with mental illness in their community.

4. On-Scene Response   6. Police Response Evaluation